Notice bibliographique
- Notice
Type(s) de contenu et mode(s) de consultation : Texte noté : électronique
Auteur(s) : Ugeux, Georges
Titre(s) : International finance regulation [Texte électronique] : the quest for financial stability / Georges Ugeux
Publication : Hoboken : Wiley, 2014
Description matérielle : 1 online resource
Collection : Wiley finance series
Note(s) : Machine generated contents note: Preface Is Finance In a Stage of Permanent Crisis?
Global Markets Are Interconnected Regulating Finance in a World in Crisis A Web of
Institutional Complexity Will Global Financial Regulation become Lex America? Applying
Global Regulatory Convergence Regulator and Regulated: The Infernal Couple Finance
Cannot Be Left Unregulated Five Years after Lehman, Regulation Could Not Change the
Culture A Culture of Outlaws I Will Never Give Up Notes Chapter 1: The Multiple Objectives
of Financial Regulation1 Stop (Ab)using Taxpayer Money Protect Retail and Small Investors
and Depositors Ensure Transparency of Markets and Institutions Implement a Truly Risk
Adjusted Remuneration System Protect Deposits from Trading Notes Chapter 2: A Quarter
Century of Banking Crises and the Evolution of Financial Institutions Banking Crises
are No Exactly a Recent Phenomenon The Two Main Emerging Market Crises The Subprime
Crisis The Lehman Crisis The European Sovereign Debt Crisis The European Banking Crisis
The Libor Manipulation Will the Foreign Exchange Market Be Next? Notes Chapter 3:
The Lessons of the Recent Financial Crises: The Explosion of Balance Sheets The Structural
Overbanking of Europe The Lack of Transparency of the Derivative Markets The Emergence
of the Credit Default Swaps (CDS) Market The Regulatory Landscape Is Not Global, But
Largely National Notes Chapter 4: Global Financial Regulation: The Institutional Complexities
The Group of Twenty (G20) The Financial Stability Board (FSB) The Bank for International
Settlements (BIS) and the Basel Committee (BCBS) The International Monetary Fund (IMF)
The International Organization of Securities Commissions (IOSCO) The International
Accounting Standard Board (IASB) The International Association of Insurance Supervisors
(IAIS) Notes Chapter 5: Capital Adequacy, Liquidity and Leverage Ratios: Sailing Towards
the Basel III Rules Part I: Capital Adequacy Part II: Liquidity Part III: Leverage
Notes Chapter 6: Assessing Likely Impacts of Regulation on the Real Economy Notes
Chapter 7: Regulating the Derivatives Market The Origin of the Derivatives Market
The Size of the Derivatives Markets U.S. Regulation: Dodd Frank Act European Market
Infrastructure Regulation (EMIR) The Transatlantic Divergences Short Selling is a
Form of Derivative The JP Morgan Chase London Trading Losses Notes Chapter 8: The
Structure of Banking: How Many Degrees of Separation? Systemically Important Financial
Institutions (SIFI) The Universal Banking Model Separation Models United Kingdom United
States European Union Switzerland The Volcker Rule and Proprietary Trading 15 Too
Big To Fail (TBTF): Is Size the Problem? Prohibit the Trading of Commodities by Banks
Notes Chapter 9: Banking Resolution and Recovery Moral Hazard Can the Bail-In Concept
Avoid Taxpayers' Bailout? Lessons from the Financial Crisis Living Will or How Banks
Want to Be Treated if They Are Close to Collapsing United States The Citi Recovery
Plan The Role of the Federal Deposit Insurance Corporation in the United States Sheila
Bair Was the Chair of FDIC during the Financial Crisis United Kingdom European Banking
Resolution and Recovery Directive Regulatory Technical Standards Can Resolution Rules
be Effective? An Impossible European Institutional Challenge Who Will Decide to Put
Companies Under Resolution Surveillance? Notes Chapter 10: Banking and Shadow Banking
Hedge Funds United States Europe Other Types of Shadow Banking Capital Markets and
Securitization Notes Chapter 11: Rating Agencies and Auditors Part I: The Rating Agencies
Part II: External Auditors Part III: The Limits of Accountability Notes Chapter 12:
Central Banks As Lenders of Last Resort Have a Conflict of Interest with Their Regulatory
Role Financial Stability The United States: Quantitative Easing European Central Bank:
The Long Term Revolving Operations (LTRO) The United Kingdom Japan and Abenomics Are
Central Banks Balance Sheets Eternally Expandable? Have they becomeHedge Funds? Is
This Novation of Central Banks Legitimate or Legal? Notes Chapter 13: Financial Institutions
Governance (or Lack Thereof) Risk Management The Dysfunctional Boards of Directors
Should the Chairperson Also be the CEO? Remuneration and Risks Personal or Institutional
Accountability Notes Chapter 14: Was it a Global Crisis? The Asian Perspective Japan
China India Assessing the Asian Risk Notes Chapter 15: The Challenges of Global Regulation
Regulation, Policies, and Politics Regulators and Sovereign Financing The ECB Supervision:
The E.U. Governance Challenges The Risks of Regulatory Fragmentation Bank Resolution:
The Legal Nightmare Basel III The Reemergence of Capital Markets Restructuring Finance
Should Financial Communication Be Regulated? Should Financial Media Respect a Code
of Conduct? Financial Education is Key Notes Chapter 16: Regulation and Ethics Management
Integrity Accountability Transparency is Key A Principled Regulatory System is Needed
Doing the Right Thing Notes Conclusion: What Can We Expect? A few books I read and
found helpful ... About the Author Index. - Includes bibliographical references and index. - Print version record and CIP data provided by publisher.
"As the global market expands, the need for international regulation becomes urgentEffective
financial regulation inspires market confidence, stability, consumer protection, and
a reduction in financial crime. But over the past fifty years, a number of crises
have arisen and spread around the world, making global regulation essentially impossible.
The last crisis was endogenous due to internal flaws in the management and the structure
of the financial system. While individual nations have reformed domestic regulation,
these combined measures are still insufficient to prevent financial crisis. Comprehensive
crisis prevention can only be initiated by strategic international regulation. International
Finance Regulation: The Quest for Financial Stability focuses on the inspirations
behind regulation, and examines the risks and consequences of fragmentation on a global
scale. Author Georges Ugeux has four decades of experience in the legal and economic
aspects of international finance. Formerly in charge of the NYSE and foreign stock
exchanges, regulators, and governments, Ugeux is uniquely positioned to provide recommendations
and suggestions from the perspective of a top global authority. In the book, he explores
international regulation with topics such as: Laws, regulations, and the risks stemming
from overregulation The transformation of the U.S. market and the creation of the
Eurozone Development of a global framework and the inadequacy of the banking system
In-depth examination of Basel III, the Dodd-Frank Act, Glass-Steagall Act, and the
Volcker Rule The book also contains case studies from real-world scenarios like Lehman,
CDS, Greece, the London Whale, and Libor to illustrate the concepts presented. Finance
consistently operates within an increasingly global paradigm, and an overarching regulation
scheme is becoming more and more necessary for sustainable growth. International Finance
Regulation: The Quest for Financial Stability presents an argument for collaboration
toward a comprehensive global regulation strategy to reach financial stability"
Sujet(s) : Banques
Indice(s) Dewey :
332.042 (23e éd.) = Finances internationales
Identifiants, prix et caractéristiques : ISBN 9781118829646
Identifiant de la notice : ark:/12148/cb44655299r
Notice n° :
FRBNF44655299
(notice reprise d'un réservoir extérieur)
Table des matières : 1: The Multiple Objectives of Financial Regulation1 Stop (Ab)using Taxpayer Money
Protect Retail and Small Investors and Depositors Ensure Transparency of Markets and
Institutions Implement a Truly Risk Adjusted Remuneration System Protect Deposits
from Trading ; 2: A Quarter Century of Banking Crises and the Evolution of Financial
Institutions Banking Crises are No Exactly a Recent Phenomenon The Two Main Emerging
Market Crises The Subprime Crisis The Lehman Crisis The European Sovereign Debt Crisis
The European Banking Crisis The Libor Manipulation Will the Foreign Exchange Market
Be Next? ; 3: The Lessons of the Recent Financial Crises: The Explosion of Balance
Sheets The Structural Overbanking of Europe The Lack of Transparency of the Derivative
Markets The Emergence of the Credit Default Swaps (CDS) Market The Regulatory Landscape
Is Not Global, But Largely National.
4: Global Financial Regulation: The Institutional Complexities The Group of Twenty
(G20) The Financial Stability Board (FSB) The Bank for International Settlements (BIS)
and the Basel Committee (BCBS) The International Monetary Fund (IMF) The International
Organization of Securities Commissions (IOSCO) The International Accounting Standard
Board (IASB) The International Association of Insurance Supervisors (IAIS) ; 5: Capital
Adequacy, Liquidity and Leverage Ratios: Sailing Towards the Basel III Rules ; pt.
I: Capital Adequacy ; pt. II: Liquidity ; pt. III: Leverage ; 6: Assessing Likely
Impacts of Regulation on the Real Economy.
7: Regulating the Derivatives Market The Origin of the Derivatives Market The Size
of the Derivatives Markets U.S. Regulation: Dodd Frank Act European Market Infrastructure
Regulation (EMIR) The Transatlantic Divergences Short Selling is a Form of Derivative
The JP Morgan Chase London Trading Losses ; 8: The Structure of Banking: How Many
Degrees of Separation? Systemically Important Financial Institutions (SIFI) The Universal
Banking Model Separation Models United Kingdom United States European Union Switzerland
The Volcker Rule and Proprietary Trading 15 Too Big To Fail (TBTF): Is Size the Problem?
Prohibit the Trading of Commodities by Banks.
9: Banking Resolution and Recovery Moral Hazard Can the Bail-In Concept Avoid Taxpayers'
Bailout? Lessons from the Financial Crisis Living Will or How Banks Want to Be Treated
if They Are Close to Collapsing United States The Citi Recovery Plan The Role of the
Federal Deposit Insurance Corporation in the United States Sheila Bair Was the Chair
of FDIC during the Financial Crisis United Kingdom European Banking Resolution and
Recovery Directive Regulatory Technical Standards Can Resolution Rules be Effective?
An Impossible European Institutional Challenge Who Will Decide to Put Companies Under
Resolution Surveillance? ; 10: Banking and Shadow Banking Hedge Funds United States
Europe Other Types of Shadow Banking Capital Markets and Securitization.
11: Rating Agencies and Auditors ; pt. I: The Rating Agencies ; pt. II: External
Auditors ; pt. III: The Limits of Accountability ; 12: Central Banks As Lenders
of Last Resort Have a Conflict of Interest with Their Regulatory Role Financial Stability
The United States: Quantitative Easing European Central Bank: The Long Term Revolving
Operations (LTRO) The United Kingdom Japan and Abenomics Are Central Banks Balance
Sheets Eternally Expandable? Have they becomeHedge Funds? Is This Novation of Central
Banks Legitimate or Legal? ; 13: Financial Institutions Governance (or Lack Thereof)
Risk Management The Dysfunctional Boards of Directors Should the Chairperson Also
be the CEO? Remuneration and Risks Personal or Institutional Accountability.
14: Was it a Global Crisis? The Asian Perspective Japan China India Assessing the
Asian Risk ; 15: The Challenges of Global Regulation Regulation, Policies, and Politics
Regulators and Sovereign Financing The ECB Supervision: The E.U. Governance Challenges
The Risks of Regulatory Fragmentation Bank Resolution: The Legal Nightmare Basel III
The Reemergence of Capital Markets Restructuring Finance Should Financial Communication
Be Regulated? Should Financial Media Respect a Code of Conduct? Financial Education
is Key ; 16: Regulation and Ethics Management Integrity Accountability Transparency
is Key A Principled Regulatory System is Needed Doing the Right Thing Conclusion:
What Can We Expect?